SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Araujo Joao

(Last) (First) (Middle)
THE KRAFT HEINZ COMPANY
ONE PPG PLACE, SUITE 3200

(Street)
PITTSBURGH PA 15222

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2019
3. Issuer Name and Ticker or Trading Symbol
Kraft Heinz Co [ KHC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Head of Global Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 21,512(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) 02/14/2019(2) 02/14/2024 Common Stock 22,166 22.56 D
Stock Options (right to buy) 02/12/2020(3) 02/12/2025 Common Stock 16,393 30.46 D
Stock Options (right to buy) 03/01/2021(4) 03/01/2026 Common Stock 19,315 77.66 D
Stock Options (right to buy) 03/01/2022(5) 03/01/2027 Common Stock 21,875 91.43 D
Explanation of Responses:
1. Represents 15,499 restricted stock units (2,804 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2021, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; 1,337 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2022, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; 2,388 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2023, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; and 8,970 restricted stock units that will vest on March 1, 2023, subject to certain forfeiture conditions), 5,510 shares of common stock and 503 dividend equivalent shares acquired through a dividend reinvestment program.
2. Options cliff-vest on February 14, 2019, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
3. Represents a grant of 8,183 options issued pursuant to the Issuer's Bonus Swap Program on February 12, 2015 and a grant of 8,210 options on February 12, 2015. Options cliff-vest on February 12, 2020, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
4. Options cliff-vest on March 1, 2021, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
5. Options cliff-vest on March 1, 2022, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
Remarks:
/s/ Anika Hermann Bargfrede, by Power of Attorney 01/11/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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