SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Barton Nina

(Last) (First) (Middle)
THE KRAFT HEINZ COMPANY
ONE PPG PLACE, SUITE 3200

(Street)
PITTSBURGH PA 15222

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2019
3. Issuer Name and Ticker or Trading Symbol
Kraft Heinz Co [ KHC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Zone Pres Canada, Pres Digital
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 30,534(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) 02/25/2016(2) 02/25/2023 Common Stock 4,901 38.63 D
Stock Options (right to buy) 02/27/2017(3) 02/27/2024 Common Stock 8,446 45.59 D
Stock Options (right to buy) 02/26/2018(4) 02/26/2025 Common Stock 7,572 52.7 D
Stock Options (right to buy) 08/20/2020(5) 08/20/2025 Common Stock 20,203 74.25 D
Stock Options (right to buy) 08/31/2021(6) 08/31/2026 Common Stock 16,762 89.49 D
Stock Options (right to buy) 03/01/2022(7) 03/01/2027 Common Stock 21,875 91.43 D
Explanation of Responses:
1. Represents 25,061 restricted stock units (859 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2021, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; 1,777 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2022, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; and 22,425 restricted stock units that will vest on March 1, 2023, subject to certain forfeiture conditions), 5,249 shares of common stock and 224 dividend equivalent shares acquired through a dividend reinvestment program.
2. Options vested in annual installments on February 25, 2014, February 25, 2015 and February 25, 2016.
3. Options vested in annual installments on February 27, 2015, February 27, 2016 and February 27, 2017.
4. Options vested in annual installments on February 26, 2016, February 26, 2017 and February 26, 2018.
5. Options cliff-vest on August 20, 2020, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
6. Options cliff-vest on August 31, 2021, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
7. Options cliff-vest on March 1, 2022, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
Remarks:
/s/ Anika Hermann Bargfrede, by Power of Attorney 01/11/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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